Financial Industry Regulatory Authority

2 news results for the tag: Financial Industry Regulatory Authority.

North Bay Receives 15c2-11 Clearance; Announces Plans to Uplist

November 19th, 2008

In an effort to enhance shareholder value and provide full transparency in conformity with recent trends, North Bay Resources Inc. announced that it is proceeding with its recently announced plans to become a fully reporting company and to move the Company’s stock to the OTC Bulletin Board.
As a first step in this process, the Company [...]

Samson Oil & Gas had ADR Trading investigated

July 18th, 2008

Samson has requested that the American Stock Exchange (Amex) investigate trading in its ADRs to ensure that the trading is in compliance with Amex’s trading rules and that of the relevant legislation governing US capital markets. Amex has advised that in accordance with their standard practice they will refer the request to the Financial Industry [...]